Officer Compliance

Job DescriptionResponsibilities include:To carry out a review of the account opening forms to ensure the appropriateness of documents in respect AML Regulations and related regulatory requirements as well as the Company’s internal Policies & Procedures. To review the existing customers to ensure that KYC documentation corroborates with the investment amount. To review Corporate accounts including UBOs etc. To perform activities relating to ongoing transaction monitoring and communicate the additional KYC documents to the relevant branch / salesperson.Qualification and Experience:Candidates must have financial background and relevant working knowledge; should be Bachelors / ACCA Finalist / ICMA Finalist with 2 years of relevant experience preferably in AMCs/financial sector.

Job DescriptionResponsibilities include:To carry out a review of the account opening forms to ensure the appropriateness of documents in respect AML Regulations and related regulatory requirements as well as the Company’s internal Policies & Procedures. To review the existing customers to ensure that KYC documentation corroborates with the investment amount. To review Corporate accounts including UBOs etc. To perform activities relating to ongoing transaction monitoring and communicate the additional KYC documents to the relevant branch / salesperson.Qualification and Experience:Candidates must have financial background and relevant working knowledge; should be Bachelors / ACCA Finalist / ICMA Finalist with 2 years of relevant experience preferably in AMCs/financial sector.